Account Forms

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The online application will try to verify your identity electronically with the details you provide. If the verification is successful, you will not need to provide any further documents and your account will be opened and ready to trade almost immediately.

Not ready to trade live? Practice trading shares with a share trading demo account or Forex and CFDs with these demo trading platforms.

Paper Application Forms

If you would prefer to apply using our paper forms the following Account Application Forms include everything you need to open your account.

• Equities & Derivatives Application for Individuals, Joint Accounts or Sole Traders
• Equities & Derivatives Application for Companies and Other Entities
• One Off Share Sale for Individual, Joint or Sole Traders to sell Australian Shares (Equities)
• Institution Trading Agreement

If you already have a PhillipCapital Equities (shares) Account and wish to apply to trade Derivatives (Options & Warrants) use the following supplementary forms:

• Derivatives Supplementary Application for Individuals, Joint Accounts or Sole Traders
• Derivatives Supplementary Application for Companies and Other Entities

Agreements & Declarations - Forms

• PEP Declaration - Source of Wealth Form
• Pershing Direct Debit Credit Authority Form
• Pershing International Bank Details Form
• PhillipCapital Income Direction Form
• PhillipCapital Request to Change Sponsoring Broker (CHESS)
• PhillipCapital CHESS Sponsorship Agreement & Form
• Third Party Authority
• PhillipCapital Warrant Agreement Form
• Pershing Registered Holder Collateral Cover Authorisation
• Pershing Broker to Broker Transfer Authority Form - Options
• Change of Details Form
• Online Trading Agreement – Execution – International
• FATCA Declaration & Acknowledgement - Individuals, Trusts & Companies
• FATCA Declaration & Acknowledgement - Institution
• CRS Self-Certification for Individuals and Controllers
• CRS Self-Certification for Entities

Disclosures and Terms & Conditions

Relevant to all applicants for all products

• PhillipCapital Financial Services Guide (updated 7 March 2016)
• PhillipCapital Privacy Policy (updated 7 March 2016)
• Pershing Financial Services Guide
• Pershing Clearing Disclosure Statement Retail

Equities - Australian Shares

• PhillipCapital Terms & Conditions - Australian & International Equities 
• PhillipCapital Best Execution Policy (updated 7 March 2016)

CHESS Sponsorship

• Chess Sponsorship Agreement Terms & Conditions
• ASX CHESS Brochure

Derivatives - Warrants

• ASX Understanding Trading and Investment Warrants brochure
• Chi-X Investing in Warrants brochure

Derivatives - Options

• PhillipCapital Exchange Traded Options Product Disclosure Statement
• PhillipCapital Terms & Conditions - Derivatives
• Pershing Derivatives Client Agreement
• ASX Understanding Options brochure

Equities - International Shares

• PhillipCapital Terms & Conditions - Australian & International Equities 
• Online Trading Agreement
• FATCA Declaration & Acknowledgement - Individuals, Trusts & Companies

To enable US trading:

• Individuals: W-8BEN form and IRS instructions
  • W-8BEN Guidance Notes for Individual, Joint or Sole Trader Accounts
• Corporates:W-8BEN-E form and IRS instructions
  • W-8BEN-E Guidance Notes for Company Accounts
  • W-8BEN-E Guidance Notes for Superannuation Accounts
  • W-8BEN-E Guidance Notes for Trust Accounts
• Intermediaries & Flow Through Entities: W-8IMY form and IRS instructions

Institutions

• Institution Trading Agreement
• Institution Client Details Schedule 2
• Standard Settlement Instructions (SSI)
• FATCA Declaration & Acknowledgement - Institution

Cash Management

• Macquarie Cash Management Account
• Macquarie Cash Management Third Party Authority
• CBA ACA Application
• CBA Fees & Charges
• CBA ACA Terms and Conditions
• CBA ACA General Information
• CBA Electronic Banking Terms and Conditions